Full text of IIFL CAPITAL INC.'s X-17A-5/A filed 2020-06-05 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## Statement of Financial Condition March 31, 2020 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0 123 Expires: August 31, 2020 Estimated average burden hours per response ... 12.00 8-68100 I SEC FILE NUMBER I ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTID** #### **FACJNGPAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | -~<br>___ | | | | |--------------------------------------------------------------------------|--------------------------------------------------------|-------------------|--------------------------------|--| | REPORT FOR THE PERIOD BEGINNING | 0_4/~0_l/~19<br>MM/DD/YY | AND ENDING | 03/31/20<br>MM/DDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER -<br>DEALER: | | | | | | IIFL Capital Inc. | | OFFIClAL USE ONLY | | | | ADDRESS OF PRINClPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM ID. NO. | | | | | 1120 Avenue of the Americas, Suite# 1506 | | | | | | | (No. and Street) | | | | | New York | NY | | | | | (City) | (State) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO TIDS REPORT | | | | | | Fredric Obsbaum | | | (212~897-1694 | | | | | | (Area Co e -<br>Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | WithumSmith+Brown PC | | | | | | 200 Jefferson Park | (Name - if individual, state last, first, middle name) | NJ | 07981 | | | {Address) | Whippany<br>(City) | (State) | (Zip Code) | | | | | | | | | CHECK ONE:<br>~ Certified Public Accountant | | | | | | | | | | | | D<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See secLion 240. l 7a-5(e)(2}.* SEC 1410 (3-91) {2}------------------------------------------------ ## **TABLE OF CONTENTS** ## **This report\*\* contains (check all applicable boxes):** | [x] | (a) | Facing Page. | |-----|-----|--------------| | | | | - [x] Report oflndependent Regis…Read the full text as markdown