Full text of IIFL CAPITAL INC.'s X-17A-5 filed 2026-06-12 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PARTID** | 0MB Number: 3235-0123 | | |--------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | 8- 68100 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 04/01 /25 | AND ENDING 03/31 /26 | | |-------------------------------------------|----------------------|--| MMIDDNY MMIDDNY ## **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: 11 FL Capital Inc TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1120 Avenue of the Americas - Suite 4030 | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-------------------------------|--| | New York | NY | 10036 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Fredric Obsbaum | (212) 897-1694 | obsbaum@integrated .solutions | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | # KNAV CPA LLP | (Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|-------------------------------------------|---------|------------|--|--| | 1177 6th Avenue | New York | NY | 10036 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/07/2008 | | 2083 | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, ifapplicable) | | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-5(e)(l)(ii), if applicable. **Persons wbo are to respond to the collection of information contained in this form are not required to respond unless the form displays a cur…Read the full text as markdown