Full text of BTG PACTUAL US CAPITAL, LLC's X-17A-5 filed 2022-03-21 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |--------------------------------------| | SECUBITIESAND EXCHA"l'iGE COMMISSION | | Washington, D.C. 20549 |  | mntAPPROVAL | |--------------------------| | 0MB Number:a235-0123• | | El<plres:Oct 31. 2023 | | Estimated average burden | | hours per n\$p0nse: 12 | | | | SEC FftE NUMER | | 8- 63148 | FACING PAGE Information Required Pursuant to Bn1es 17""5, 17a-U, and18a-7 under the Secmities Excbang,, Actof 1934 FILING FOR 1HE PERIOD BEGINNING Q1 /01/21 M'DENDING 12/31/21 MMIDD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAMEOFFIRM: BTG Pactual us capital, LLC TYPE OF REGISTRANT ( check all SJ?plicable boxes): <sup>~</sup>Broker-dealer • Secm:il;y-based sw,ip dealer P Major securi1y-based swap participant • Check here if respondent is also an OTC derivatives dealer · · · ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. boxilO.) 601 Lexington avenue, 57th Floor (No. andStreet) NewYork NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING (Name) {Area Co<le-TelephODeNnmber) B.ACCOUNTMU'IDENTIEICATION INDEPENDENT PUBIJC ACCOUNTANT whose reports are contained in this :filing" Citrin Cooperman& Company, LLP (Name-ifindmdcal, -last. first, andmid<llo name) 50 Rockefeller Plaza New York NY (Address) **11/02/2005** (City) {Stale} **2468** 10022 l,ZipCodeJ **10020** (ZipCode) (Dale ofRogist,,l!ion withl'CAOB)(if "P!'licable) (.PCAOB RegistrafionNumber; ifapplii:able) FOROfflCIALUSE **ONLY** \* Claims furexemptiOll from thereqoirement-the ammalreports be coveted by the reports of anim:lep-publlc aowuutaut .nustbe supporta! by• statement ot':facls and cin>umstances relred on as the basis oflhe exrmpfum. See 17 CFR 240.17a-5(e)(l)(ii), ifappli<:al>le. l'ersoDSwho are tol'espond to the eollectionolmformation contained in thisIDrmare not required to respond unless the form displays • curnnllyTiilid OiMB controlnmnber. {1}------------------------------------------------ #### AFFIRMATION I, Tomas Maranhao , swear (or affirm) that, to the best ofmy knowledge and belief, the financial report pertaining to BTG Pactual US capital, LLC as of 12/31/21 , is trne and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. ~o.,,r~ Signature ~ " **CEO** Title D!:AN PARK NOTARY PUBLIC-STATE OF NEW YORK No. 0…Read the full text as markdown