Full text of BTG PACTUAL US CAPITAL, LLC's X-17A-5 filed 2023-03-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PARTill** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMER 8- 68148 **FACING PAGE Information Required** Pursuant to **Rules** 17a-5, **17a-12, and 18a-7 under the Securities** Exchange **Act of** 1934 FILING FOR TIIB PERIOD BEGINNING **0 1/01 /22** AND ENDING **12/31 /22** MM/DDNY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: BTG Pactual US capital, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 601 Lexington avenue, 57th Floor (No. and Street) New York NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing\* PricewaterhouseCoopers LLP (Name - if individual, state last, first, and middle name) 300 Madison Avenue New York NY (Address) (City) (State) 10/20/03 238 10022 (Zip Code) 10017 (Zip Code) (Date ofRegistration withPCAOB)(ifapplicable) (PCAOB Registration Number, ifapplicable) **FOR OFFICIAL** USE **ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CPR 240.17a-5(eXI)(ii), if applicable. Persons who are to respond to the collection of information contained **in** this form are not required to respond unless the form displays a currently valid OMJJ control number. {1}------------------------------------------------ #### AFFIRMATION I, Tomas Maranhao , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to BTG Pactual US capital, LLC as of 12/31 /22 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature CEO Title **DEAN PARK NO'fARY PUBLIC-STATE** OF **N…Read the full text as markdown