BTG PACTUAL US CAPITAL, LLC X-17A-5 (2026-03-02) — Broker-dealer annual report

Full text of BTG PACTUAL US CAPITAL, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | |--------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|-------------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response:<br>12 | | | | ANNUAL<br>REPORTS | | | | | | X-17A-5<br>FORM | | SEC FILE NUMBER | | | | Ill<br>PART | | 8-68148 | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a•S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | | AND ENDING 12/31/2025 | | | | MM/OD/YY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: BTG<br>Pactual | Capital<br>LLC<br>US | | | | | | , | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | 0 Broker-dealer | □ Security-based swap dealer | | D Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 601<br>Lexington<br>avenue, 57th | Floor | | | | | | (No. and Street) | | | | | New<br>York | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | PricewaterhouseCoopers | LLP | | | | | | (Name -if individual, state last, first, and middle name) | | | | | 300<br>Madison<br>Avenue | York<br>New | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/03 | | 238 | | | | (PCAOB R,g;s,,a,;oo N,mbe,, ;f appUcabl•J | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the…

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