Full text of BTG PACTUAL US CAPITAL, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAi | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------|--------------------------------------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 9235-0123 | | | Washington, D.C. 20549 | | | fxplres: Nov. 30~ 2026<br>E:st:imatec::I average bir.den<br>houn;perresp,,., u | | | | ANNUAL REPORTS | | sec m.E !'<llMBE~ | | | | FORM X-17A-S | | | | | | PART Ill | | | | | lnrormatlon Required Pursuant to Rules 17a-5, 17a-12, and 18"-7 under the Securities i;Xchange Act of 1934 | FACJNGPAGI: | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | | AND ENDING 12/31/2023 | | | | MM/DD{'{Y | | | | | | A, REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: BTG Pactual US Capital, LLC | | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>D Security-based swap dealer·<br>~ Broker-dealer<br>0 0,eckhere if respondent is also an-OTC deriVativesdeafsr | | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 601 Lexington avenue, 57th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10022 | | | (Oty) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | {Name) | {Area COde-Telephone Number) | !Email Address) | | | | | B.ACCOUNTANTIDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | PricewatertiouseCoopers LLP | | | | | | | (Name -If individual, state last, first, and middle name) | | | | | 300 Madison Avenue | New York | NY | 10017 | | | (Address)<br>10/20/03 | (City) | (State)<br>238 | (Zip Code) | | | (Date of Registration with PCAOB}lif appru:able) | | | IPCAOB Registration Number, if apoli<:al:ile | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | displays a currently valid OMS control number. {1}------------------------------------------------ #### OAlH OR AFARMATION | I, Renato Moritz | | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|-------------------…Read the full text as markdown