Full text of FOROS SECURITIES LLC's X-17A-5 filed 2019-02-26 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2018 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | OMa APPROVAL | | | |---------------------------|--------------------------|-----------------|--| | 0MB Number: | | 3235-0123 | | | Expires: August 31, 2020 | | | | | | Estimated average burden | | | | hours per response 12.00 | | | | | | | SEC FILE NUMBER | | | | 8 - 68233 | | | ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill ## **FACING PAGE Information Required** *cl* **Brokers and Dealers Pursuant to Section 17** *cl* **the** Securities Exchange Ad *cl* 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2018 | AND ENDING | 12/31/2018 | | |----------------------------------------------------------------------------------------------|-----------------------------------------------------|------------|---------------------------|--| | | MM/DD/YYYY | | MM/DD/YYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER:<br>Foros Securities LLC | | | | | | | | | OFFICIAL USE ONLY | | | | | | FIRM ID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 461 Fifth Ave - 17th Floor | | | | | | | (No. a, Street | | | | | New York | NY | | 10017 | | | (City) | | | (Zip Code) | | | | B. ACCOUNTANT IDENTIFICATION | | (Area Code-Telephone No.) | | | INDEPENDENT PUBLICACCOUNTANTwhoseopinion iscontaned in this Report* | | | | | | WithumSmith+Brown, PC | | | | | | | | | | | | | (Name-if individual, state/as/, first, rriddlename) | | | | | 200 Jefferson Park #400 | Whippany | NJ | 07981 | | | (Addre&l) | (City) | (Stite) | (Zip Code) | | | ~ Caiified PublicAcxx,untait | | | | | | 0 PublicAcxx,untait<br>0 ACXXJUntait not residait in United States or a,y of its possessions | | | | | | CHECK ONE: | FOR OFFICIAL USE ONLY | | | | \*Claims for exerrption from the requi rerrent that the annual report be covered by the opinion of an i ndep€rldmt public acoountant must be S1.Jpportoo by a stat001eflt off ads and ci rcum&ances relied on as the basis for the exemption. *SJe* ~ion 240. 17a-5(e)(2). > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (06-02) {2}---------------…Read the full text as markdown