Full text of FOROS SECURITIES LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2024 {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------|----------------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | OMB Number: 3235-0123 | | | | Washington, D.C. 20549 | | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | | | hours per response: 12 | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | FORM X-17A-5 | | | 8-68233 | | | | | PART III | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2024 | | | | | | | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Foros Securities LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | E Broker-dealer | | | [] Major security-based swap participant | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 461 Fifth Ave - 17th Floor | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10017 | | | | (City) | (Zip Code)<br>(State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Robert Powell | (212) 340-7000 | | rpowell@forosgroup.com | | | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | WithumSmith + Brown | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 200 Jefferson Park #400 | Whippany | NJ | 07891 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/08/2003 | | 100 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exe…Read the full text as markdown