Full text of FOROS SECURITIES LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2022 {1}------------------------------------------------ #### **UNITED STATES** OMB Number: 3235-0123 **SECURITIES AND EXCHANGE COMMISSION** Expires: October 31, 2023 **Washington, D.C. 20549** Estimated average burden | OMB APPROVAL | | | | |--------------------------|--|--|--| | | | | | | | | | | | | | | | | hours per response 12.00 | | | | | | | | | | | | | | # **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5 8 - 68233 PART III** # **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | REPORT FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | | | | | | |------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|------------|--|--|--|--|--|--|--| | | MM/DD/YYYY | | MM/DD/YYYY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | NAME OF FIRM: | Foros Securities LLC | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | | | X Broker-dealer<br>☐ Security-based swap dealer<br>☐ Major security-based swap participant | | | | | | | | | | | | ☐ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | | | 461 Fifth Ave - 17th Floor | | | | | | | | | | | | | (No. and Street) | | | | | | | | | | | New York | NY | | 10017 | | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | Robert Powell | (212) 340-7000 | rpowell@forosgroup.com | | | | | | | | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | WithumSmith + Brown | | | | | | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | | | | | | | 200 Jefferson Park #400 | Whippany | NJ | 07891 | | | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | 10/08/2003<br>100 | | | | | | | | | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if appl…Read the full text as markdown