Full text of FOROS SECURITIES LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2021 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | |---------------------------|-----------|-----------------|--|--| | 3235-0123<br>OMB Number: | | | | | | Expires: October 31, 2023 | | | | | | Estimated average burden | | | | | | ours per response 12.00 | | | | | | | | SEC FILE NUMBER | | | | | 8 - 68233 | | | | T E F It # ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | MM/DD/YYYY<br>A. REGISTRANT IDENTIFICATION<br>Foros Securities LLC<br>NAME OF FIRM:<br>TYPE OF REGISTRANT (check all applicable boxes):<br>X Broker-dealer Security-based swap dealer Major security-based swap participant<br>LI Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>461 Fifth Ave - 17th Floor<br>(No. and Street)<br>NY<br>New York<br>(State)<br>(Zip Code)<br>(City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>rpowell@forosgroup.com<br>(212) 340-7000<br>Robert Powell<br>(Email Address)<br>(Area Code - Telephone No.)<br>(Name)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WithumSmith + Brown<br>(Name- if individual, state last, first, and middle name)<br>NJ<br>Whippany<br>200 Jefferson Park #400<br>(State)<br>(City)<br>(Address)<br>100<br>10/08/2003 | MM/DD/YYYY | | | REPORT FOR THE PERIOD BEGINNING | | | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown