Full text of HEIGHT SECURITIES, LLC's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | |---------------------------|-----------------|--| | 0MB Number: | 3235-0123 | | | Expires: | August 31, 2020 | | | Estimated average burden | | | | hours per response 12.00 | | | # SEC FILE NUMBER a-68277 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule** 17a-5 **Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | | ----------<br>AND ENDING 12/31/2019 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------|-------------------------------------|--|--| | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: Height Securities, LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | 1775 Pennsylvania Avenue, NW 11th Floor | | | | | | | | (No. and Street) | | | | | | Washington | DC | | 20006 | | | | (City) | (Zip Code)<br>(State) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Jonathan Self | | | 404-410-7962 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | Michael Coglianese CPA, P.C. | | | | | | | | (Name - if individual, state last, first. middle name) | | | | | | 1255 E. Lake Street, Ste. 303 | Bloomingdale | IL | 60108 | | | | (Address) | (City) | | (Zip Code) | | | | CHECK ONE:<br>I<br>✓<br>certified Public Accountant<br>B<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion Jf an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240.l7a-5(e)(2)* > **Potential persons who are to respond to the collectlonl of Information contained In this form are not required to resp~nd unless th…Read the full text as markdown