Full text of HEIGHT SECURITIES, LLC's X-17A-5 filed 2025-04-16 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ [ **FOR PUBLIC RELEASE** ] **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-68277 | | **FACING PAGE** Information **Required** Pursuant to Rules **17a-5, 17a-12,** and **18a-7** under the Securities **Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **\_0\_1\_/0\_1\_/\_2\_4 \_\_\_ AND** ENDING **\_1\_2\_/\_3\_1 /\_2\_4 \_\_ \_** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_H\_E\_I\_G\_H\_T\_S\_E\_C\_U\_R\_IT\_IE\_S\_, L\_L\_C \_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1401 NEW YORK AVENUE NW, SUITE 700 (No. and Street) WASHINGTON DC 20005 (City) (State) (Zip Code) **PERSON** TO CONTACT WITH REGARD TO THIS FILING JONATHAN SELF 404-410-7962 JSELF@HEIGHTLLC.COM (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* MICHAEL COGLIANESE CPA,P.C. (Name - if individual, state last, first, and middle name) 1255 E. LAKE STREET STE. 303 BLOOMINGDALE IL 60108 (Address) (City) (State) (Zip Code) 10/20/2009 3874 (Date of Ree:istration with PCAOB)(if aoolicable) (PCAOB Registration Number, if aoolicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(li), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | I, JONATHAN SELF | | | | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------------|--------|---------------------------|-----|----------------------------------------------------------------------…Read the full text as markdown