Full text of HEIGHT SECURITIES, LLC's X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-68277 | | FACING PAGE | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | | | | | | | FILING FOR THE PERIOD BEGINNING _O_1_/O_1_/_2_3 | | | __<br>_ | | | | | MM/DD/VY | | | | | | | | | | | | | NAME OF FIRM: _H_E_I_G_H_T_S_E_C_U_R_IT_IE_S_, L_L_C | | | _ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | | | | | | (No. and Street) | | | | | | | DC | | 20005 | | | | | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | 404-41 0-7962 | | JSELF@HEIGHTLLC.COM | | | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | MICHAEL COGLIANESE CPA,P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 60108 | | | | (City) | | (State) | (Zip Code) | | | | | | | | | | | (Date of Registration with PCAOB)(if aoolicable)<br>(PCAOB Registration Number, if aoolicable) | | | | | | | | | | | | | | | MM/DD/VY | ___<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>1401 NEW YORK AVENUE NW, SUITE 700<br>(Area Code -Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>1255 E. LAKE STREET STE. 303 BLOOMINGDALE<br>FOR OFFICIAL USE ONLY | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Se…Read the full text as markdown