Full text of HEIGHT SECURITIES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ( **FOR PUBLIC RELEASE** ] **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0\_1\_/0\_1/\_2\_1 \_\_\_\_ AND ENDING \_\_\_ 12\_/3\_1\_/2\_1 \_\_ \_ MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ H'-E=I\_G\_H'-T\_S\_E\_C\_U\_R\_IT\_IE\_S;..:.,\_L\_LC-'------------------ TYPE OF REGISTRANT (check all applicable boxes): IKI Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1401 NEW YORK AVENUE NW, SUITE 700 (No. and Street) WASHINGTON DC (Oty) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 20005 (Zip Code) JONATHAN SELF 404-410-7962 JSELF@HEIGHTLLC.COM (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* MICHAEL COGLIANESE CPA, P.C. (Name - if individual, state last, first, and middle name) 1255 E. LAKE STREET STE. 303 (Address) (Oty) 10/20/2009 BLOOMINGDALE IL (State) 3874 60108 (Zip Code) (Date of Registration with PCAOB){if aoolicable) (PCAOB Re2istration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(l){ii), if applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | JONATHAN SELF<br>swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |----|--------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown