Full text of SSG CAPITAL ADVISORS, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER 8- 68292 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | -----------<br>-----------<br>01/01/20<br>REPORT FOR THE PERIOD BEGINNING<br>AND ENDING<br>MM/DD/YY<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION | | |-------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | SSG Capital Advisors, LLC<br>NAME OF BROK.ER-DEALER:<br>OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>FIRM I.D. NO. | | | 300 Barr Harbor Drive, Suite 420 | | | (No. and Street) | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>940-5804<br>Matthew Karlson | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | Marcum LLP | | | (Name - if individual, state last, first, middle name) | | | Philadelphia<br>Pennsylvania<br>19103<br>1600 Market Street, 32nd Floor | | | (Address)<br>(City)<br>(State)<br>(Zip Code) | | | CHECK ONE: | | | ! V !<br>Certified Public Accountant | | | Public Accountant | | | B<br>Accountant not resident in United States or any of its possessions. | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | _________________ , swear ( or affirm) that, to the best of | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown