SSG CAPITAL ADVISORS, LLC X-17A-5 (2022-03-01) — Broker-dealer annual report

Full text of SSG CAPITAL ADVISORS, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUM BER | | |------------------|--| **1** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | 0 l I 6 I I J. I<br>FILI NG FOR THE PERIOD BEGINN ING | ---'-' ~'--'-I ?:,'--1-'-'/ J<br>=---1 _<br>A ND ENDING - | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|--|--|--| | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | SS& Qc_pi+aJ .?)Jv /=:(JS, lLC<br>NAM E m FIRM<br>: | | | | | | TYPE OF REGISTRANT (check all appli cable boxes):<br>"¢ Broker-dealer<br>D Major security-based swap pa<br>D Secu<br>rticipant<br>rity-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | (No. and Street) | | | | | | | | | | | | (Sta. | Hi)()~ /Var) (Q<br>(Zip Code) | | | | | (City) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | torlscn@ssccc .caY\<br>G1 o)q4o<br>-S80c~<br>(Area Code - Telephone Number)<br>(Email Address<br>(Name) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PU BLIC ACCOUNTANT w hose report s are contai ned in this filing* | | | | | | m<br>are@ | u_p | | | | | (Name - if individual, state last, first, and middle name) | | | | | | IOVJ I /QClQJ p(J I G | PA | | | | | (City)<br>(Address) | (Zip Code)<br>(State) | | | | | | | | | | | l"<br>of Reg;,t,at,oo w;th PCAOB)[;f apphcableJ | {PCAOB Reg,st,atooo Nombec, ff appl;cable 1 | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumst ances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a curre…

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