Full text of SSG CAPITAL ADVISORS, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response; 12 > SEC FILE NUMBER 8-68292 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ___<br>0_1 | _f_Q_1 /_2_3_ AND ENDING | ___ | __<br>1_2_/_3_1_/2_3 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|-----------------|---------------------------------------------|---| | | MM/DD/VY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | | | _____<br>NAME OF FIRM: | s_s_G_C_a_p_it_a_l A_d_v_is_o_rs_,_L_L_C | | | ______<br>_ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>• Security-based swap dealer<br>0 Broker-dealer<br>D Check here If respondent Is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 300 Barr Harbor Drive, Suite 420 | | | | | | | (No. and Street) | | | | | | West Conshohocken | | Pennsylvania | | 19428 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Matthew Karlson | 610-940-5804 | | | mkarlson@ssgca. C!.Q'l) | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Nawrocki Smith | | | | | | | (Name- if Individual, state last, first, and middle name) | | | | | | 100 Motor Pkwy, Ste 580 | Hauppauge | | NY | 11788 | | | (Address) | (City) | | (State) | (Zip Code) | | | T"<br>March 4, 2009 | | | 3370 | | | | of Regl~ratloo with PCAOB )llf appllcab e) | | | | (PCAOB Reglstratloo N,mbec, If apPllca ble) | I | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(il), If…Read the full text as markdown