Full text of SSG CAPITAL ADVISORS, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68292 ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGI NNI NG | __<br>0_1_/0_1 /_2_2 | __<br>AND END ING | ___<br>1_2_/_3_1 _/2_2 _<br>_ | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------|------------------------------------------------------------|------------------------------------------------| | | MM/DD/VY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | ----<br>--<br>NAME OF FIRM :<br>-<br>- | ------- | -----<br>SSG Capital Advisors, LLC<br>-<br>- | -------<br>-<br>- | | TYP E OF REGISTRANT (check all appl icable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major secu | rity-based swap part icipant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 300 Barr Harbor Drive, Suite 420 | | | | | | (No. and Street} | | | | West Conshohocken | | Pennsylvania | 19428 | | (City} | | (State} | (Zip Code} | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Matthew Karlson | 61 0-940-5804 | | mkarlson@ssgca.com | | (Name} | (Area Code - Telephone Num ber} | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PU BLIC ACCOU NTANT whose re ports are conta ined in th is fi li ng* | | | | | | Nawrocki Smith | | | | | | (Name - if individual, state last, first, and middle name} | | | 100 Motor Pkwy, Ste 580 | Hauppauge | | NY<br>11788 | | (Address} | (City} | | (State}<br>(Zip Code} | | l''<br>of Reg;matioo w;th PCAOB){;f appUcable) | | | I<br>)PCAOB Reg;,tcatioo N"mbec, ;f appUcable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be su pported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | CFR 240.17a·S(e}(l}(i i}, if…Read the full text as markdown