Full text of DUNN RUSH & CO. LLC's X-17A-5 filed 2021-02-17 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FINANCIAL STATEMENT** **December 31, 2020** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | | |--------------------------------|------------------|-----------|--| | 0MB Number: | | 3235-0123 | | | Expires: | October 31, 2023 | | | | Estimated average burden | | | | | Hours per response. •<br>12.00 | | | | SEC FILE NUMBER 8- **68293** | ANNUAL AUDITED REPORT | | | | |-----------------------|--|--|--| | FORM X-17 A-5 | | | | | PART Ill | | | | #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ----------<br>01/01/2020<br>MM!DDIYY | AND ENDING | 12/31/2020<br>MM/DD/YY | | |---------------------------------------------------------------------------|--------------------------------------|-------------------------------|------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | Dunn Rush & Co. LLC | | | FlRM I.D. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 339 Wellesley Street | | | | | | | (No. and Street) | | | | | Weston | MA | 02493 | | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Gregory R. Rush | | | 617-451-0001 | | | | | (Area Code- Telephone Number) | | | | | B. ACCOUNTANT IDENTIFCATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | Knight Rolleri Sheppard CP AS, LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 1499 Post Road, Suite 1040 | Fairfield | CT | 06824 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ~ Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | D Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 2 40. I* 7 *a-5 (e)(2).* > **Potential persons who are to respond to the collection of information contained in this…Read the full text as markdown