DUNN RUSH & CO. LLC X-17A-5 (2025-03-03) — Broker-dealer annual report

Full text of DUNN RUSH & CO. LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **FINANCIAL STATEMENT WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** **December 31, 2024** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION **Washington,** D.C. **20549** | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-S | | | PART Ill | | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68293 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 01/01/24 12/31/24 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** Dunn Rush & Co. LLC **NAME** OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent Is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 75 Federal Street, 21st Floor (No. and Street) Boston MA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 02110 (Zip Code) Greg Rush 617-451-0001 grush@dunnrush.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Rolleri & Sheppard CPAS, LLP (Name - if individual, state last, first, and middle name) 2150 Post Road, 5th Floor (Address) 03/04/2009 Fairfield (City) CT (State) 3437 06824 (Zip Code) rte **of Registratkm with PCAOB)(;f** applicable) **FOR OFFICIAL USE ONLY** (PCAOB Reglst,atloo **N,mbe,,** If applicable) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | | | I, Greg Rush | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------|-----------------------------------------------…

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