Full text of DUNN RUSH & CO. LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### FINANCIAL STATEMENT December 31, 2022 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | | PART Ill | | | SEC FILE NUMBER | |-----------------| | 8-68293 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and ·18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>2<br>0_l/_0_11_2_ | AND ENDING | ___<br>__<br>l_2_/3_1_12<br>2<br>_<br>_ | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|------------|-----------------------------------------| | | MM/DD/VY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | Dunn Rush & Co. LLC<br>NAME OF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes}:<br>!Kl Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 75 Federal Street, 21st Floor | | | | | | (No. and Street} | | | | Boston | MA. | | 02110 | | {City) | (State) | | (Zip Code} | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Greg Rush | grush@dunnrush.com<br>617-451-0001 | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Rolleri Sheppard, CPAS, LLP | | | | | | {Name - if individual, state last, first, and· middle name) | | | | 2150 Post Road, 5th Floor | Fairfield | | CT<br>06824 | | (Address) | (City) | | (State)<br>(Zip Code) | | 03/04/2009 | | | 3437 | | r"'<br>of Reg;ruatloo wtth PCAOBJ(• appli~bl•) | | | (PCAOB "''""""" N"mbec, if appli~bl•J I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to r…Read the full text as markdown