Full text of DUNN RUSH & CO. LLC's X-17A-5 filed 2022-02-16 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # FINANCIAL STATEMENT December 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | OMS APPROVAL OMS Number; 3235-0123 Expires: Oct. 31, 2023 Estimated **average** burden hours per response: 12 | SEC FILE NUMBER | |-----------------| | 8-68293 | **FACING PAGE** **Information Required Pursuant t R** I **17** 0 u **es a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>0_I I_0_l /_2_1 | ___<br>AND ENDING | 12/31 /2 I<br>__<br>____ | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------|--------------------------------------------|--|--|--| | | MM/DD/VY | | M_M_/_D_D_/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Dunn Rush & Co. LLC<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IKl Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 339 Wellesley Street | | | | | | | | | (No. and Street) | | | | | | | Weston | MA | | 02493 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Greg Rush | 617-451-0001<br>grush@dunnrush.com | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Knight Rolleri Sheppard, CPAS, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 2150 Post Road, 5th Floor | Fairfield | CT | 06824 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 03/04/2009 | | 3437 | | | | | | (Date of Registration with PCAOB)(lf applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public | | | | | | | accountant must be supported by a statement of facts and circumstances reli…Read the full text as markdown