Full text of GREENSLEDGE CAPITAL MARKETS LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... 12.00 SEC FILE NUMBER 8- 68328 # ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/18 | AND ENDING | 12/31/18 | | |------------------------------------------------------------------------------------------------------|---------------------------------------------------------|----------------|----------------------------------------------|--| | | ------------------------------------------<br>MM/00/YY | | --------------------------------<br>MMJDD/YY | | | | A. REGISTRANT | IDENTIFICATION | | | | NANIE OF BROKER-DEALER: | | | | | | Greensledge Capital Markets LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | | FIRM 10. NO. | | | | 399 Park Avenue, 37th Floor | | | | | | ( o. ami St~l) | | | | | New York | New York | | 10022 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS | | REPORT | | | | Kenneth Wormser | | | (212) 792-5270 | | | | | | (Area Code --Telephone No.) | | | | B. ACCOUNTANT | IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | KPMG LLP | | | | | | (Name-- if individual, state last, (irs I, middle name) | | | | | 345 Park Avenue | New York | New York | 10154 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ~ Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | 0<br>Accountant not resident in United Stales or any of its possessions | | | | | | | FOR OFFICIAl. USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement ojjacts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* SEC 1410 (06-02) *Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form* di,~plays *a currently valid OMB control n11mher.* {1}------------------------------------------------ I, Kenne…Read the full text as markdown