Full text of GREENSLEDGE CAPITAL MARKETS LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | | | | |---------------------------|-----------------|--|--| | 0MB Number:<br>3235-0123 | | | | | Expires: August 31, 2020 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | SEC FILE NUMBER | | | | 8 - | 68328 | | | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill # **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section** 17 of the **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/19 | AND ENDING | 12/31/19 | |----------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|------------------------------| | | MM/DD/YY | | MM/DDNY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | Greensledge Capital Markets LLC | OFFICIAL USE ONLY<br>FIRM ID. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 399 Park Avenue, 37th Floor | | | | | (No. and Street) | | | | New York | New York | | 10022 | | (State)<br>(City) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | | | | Kenneth Wormser | | | (212) 792-5270 | | | | | (Area Code -- Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report• | | | | | | KPMG LLP | | | | | (Name -- i(individual, slale last, first, middle name) | | | | 345 Park Avenue | New York | New York | 10154 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>l!I Certified Public Accountant<br>D Public Accountant<br>D Accountant not resident in United States or any of its possessions | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* SEC 1410 (06-02) *Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.* {1}------------------------------------------------ ## **O…Read the full text as markdown