Full text of GREENSLEDGE CAPITAL MARKETS LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | |----------------------------|-----|-----------------|--| | 0MB Number:<br>3235-0123 | | | | | Expires : October 31, 2023 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | | SEC FILE NUMBER | | | | 8 - | 68328 | | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** # **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/20 | AND ENDING | 12/31/20 | | |----------------------------------------------------------------------------------------------|---------------------------------------------------------|------------|------------------------------|--| | | ----<br>---------<br>M M ffi D NY | - | -<br>---------<br>MMffiDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | | | Greensledge Capital Markets LLC | OFFICIAL USE ONLY<br>FIRM ID. NO. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 399 Park Avenue, 37th Floor | | | | | | (No. and Street) | | | | | New York<br>New York | | 10022 | | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Kenneth Wormser | | | (212) 792-5270 | | | | | | (Area Code -- Telephone No ) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | KPMG LLP | | | | | | (Name -- if individual, stale last, first, middle name) | | | | | 345 Park Avenue | New York | New York | 10154 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>[!I Certified Public Accountant<br>D | | | | | | Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions | | | | | | | f' R OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17 a-5 (e)(2).* SEC 1410(11-05) *Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control numbe…Read the full text as markdown