Full text of GREENSLEDGE CAPITAL MARKETS LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------|-------------------------------------------|--------------------------------------------|--|--|--| | | REPORTS<br>ANNUAL | | SEC FILE NUMBER | | | | | | FORM<br>X-17A-5 | | 8-68328 | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | AND ENDING<br>__ 1_2_/3_1_/ _2 _02_ 3_<br>FILING FOR THE PERIOD BEGINNING<br>O 1/01/2023 | | | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | G<br>L<br>re<br>e<br>n<br>s<br>e<br>NAME oF FIRM :<br>_<br>_<br>_<br>_<br>_<br>_<br>_ | C<br>d-=g;<br>ita<br>l<br>M<br>rk<br>p<br>a<br>e<br>e<br>a-=---<br>_<br>_<br>_<br>_<br>_<br>_<br>__<br>_<br>_<br>_ | L<br>L<br>t<br>s<br>_<br>_<br>_<br>_<br>_ | C<br>_____ _ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | Avenue<br>Lexington<br>575 | 32nd<br>Floor | | | | | | | | ,<br>(No. and Street) | | | | | | | New<br>York | NY | | 10022 | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | (212)<br>792-5270<br>Kenneth<br>Wormser<br>kwormser@greensledge.com | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG<br>LLP | | | | | | | | Park<br>Avenue<br>345 | (Name - if individual, state last, first, and middle name)<br>New<br>York | | NY<br>10154 | | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | | 10/20/2003 | | 185 | | | | | | te of R,g;,tratlos w;th PCAOB)llf applicable I<br>r | FOR OFFICIAL USE ONLY | | (PCAOB Reglstratloo Nombe,, If applicable! | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public…Read the full text as markdown