Full text of MILLENNIUM ADVISORS, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Millennium** ## **MILL NNIUM ADVISORS, LLC** # STATE I ENT OF FINANCIAL CONDITION **As of Dicember 31, 2019** **And ReP,ort of Independent Registered Public Accbunting Firm** Filed as 1 *uauc* information pursuant to Rule 17a-5(d) under the Securitie Exchange Act of 1934. {1}------------------------------------------------ | | OF THE DISTRIBE<br>SECURITIES ANDEXCHANGE COMMISSION<br>Washington, D.C. 20549 | OMB APPROVAL<br>OMB Number:<br>3235-0123<br>August 31, 2020<br>Expires:<br>Estimated average burden | | |-----------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------|--| | | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART III | hours per response 12.00<br>SEC FILE NUMBER<br>8-68349 | | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2019<br>AND ENDING<br>MM DD/YY | 12/31/2019<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Millennium Advisors LLC | | | | 11605 N Community House Rd Suite 550 | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | (No and Street) | | | | Charlotte | NC | 28277 | | | (City)<br>Debbie Hickey | (State)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | (Zip Code)<br>(980) 213-2311 | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | RSM US LLP | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | ( Name - if individual, state last, first middle name) | | | | | 216 Summit Boulevard Ste 300 Birmingham<br>AL | 35243 | | | (Address)<br>CHECK ONE:<br>Certified Public Accountant<br>Public Accountant | (City)<br>(State)<br>Accountant not resident in United States or any of its possessions. | (Zip Code) | | \*Claims for exemption from the requirement that the amual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) SEC 1410 (11-05) P…Read the full text as markdown