Full text of MILLENNIUM ADVISORS, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **MILLENNIUM ADVISORS, LLC** # STATEMENT OF FINANCIAL CONDITION *As of December 31, 2022* *And Report of Independent Registered Public Accounting Firm* *Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934.* {1}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | | | |--------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------|----------------------------------------------------|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123 | | | | | | | Washington, D.C. 20549 | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | | | | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | | | | | | | PART Ill | | | | | | | | | | | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | AND ENDING 12/31/2022 | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2022<br>MM/DD/YY | | | | | | | | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: Millennium Advisors, LLC | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | | □ Major security-based swap participant | | | | | C!J Broker-dealer | □ Security-based swap dealer | | | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 11605 N. Community House Road, Suite 550 | | | | | | | | (No. and Street) | | | | | | | | | | | | | | | Charlotte | NC | | 28277<br>(Zip Code) | | | | | (City) | (State) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | dhickey@millenniumadvisors.com | | | | | Debbie Hickey<br>(Name) | 980-213-2311<br>(Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | RSM US LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 216 Summit Boulevard Ste 300 Birmingham | AL | 35243 | | | | | (Address) | (City) | (…Read the full text as markdown