Full text of MILLENNIUM ADVISORS, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # MILLENNIUM ADVISORS, LLC ## STATEMENT OF FINANCIAL CONDITION As of December 31, 2020 ### And Report of Independent Registered Public Accounting Firm Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | | | |--------------|--|---------------------------|--| | OMB Number: | | 3235-0123 | | | | | Expires: October 31, 2023 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | | | SEC FILE NUMBER | |-----------------| | 8-68349 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | | AND ENDING 12/31/2020 | | |---------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: Millennium Advisors LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 11605 N Community House Rd Suite 550 | | | | | | | (No. and Street) | | | | | Charlotte | NC | 28277 | | | | (City) | (State) | (Zip Code) | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>RSM US II P | B. ACCOUNTANT IDENTIFICATION<br>(Name - if individual, state last, first, middle name) | | (Area Code - Telephone Number) | | | 216 Summit Boulevard Ste 300 Birmingham | | AL | 35243 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be copinion of an independent public accountant must be supported by a statement of the aman report ve covered by the opinion of an intependent public accountant SEC 1410 (11-05) Potential persons who are to respond to the collection of information contained…Read the full text as markdown