Full text of MILLENNIUM ADVISORS, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **MILLENNIUM ADVISORS, LLC** # STATEMENT OF FINANCIAL CONDITION **As of December 31, 2023** #### **And Report of Independent Registered Public Accounting Firm** Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | | | 0MB APPROVAL | | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------------|---------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Exp,res· Nov. 30. 2026 | | | | | | | Estimated average burden | | | | | | | | hours perresponse: 12 | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | | 8-68349 | | | | | PART Ill | | | | | | | | | | | | | | FACING PAGE | | | | | | Informat ion Required Pursuant to Rules 17a·S, 17a•12, and 18a•7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01 | /2023 | AND ENDING 12/3 | 1/2023 | | | | | MM/00/YY | | MM/00/YY | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAM E oF FIRM: Millennium Advisors, LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | C Securit<br>l!J Broker-dealer | D Major securit<br>y-based sw ap dealer | | y-based swap participant | | | | :J Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 11605 N. Community House Road, Suite 550 | | | | | | | | (No. and Street) | | | | | | Charlotte | NC | | 28277 | | | | {City) | {State) | | (Zip Code) | | | | | | | | | | | PERSON TO CONTACT W ITH REGARD TO THIS FILING | | | | | | | Jeremy Abig | 980.213.2305 | | jabig@millenniumadvisors.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | 8 . ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | FORVIS, LLP | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 4350 Congress Street, Suite 900 | Charlotte | NC | 28209 | | | | (Address) | {City) | (State) | {Zip Code) | | | | 10/16/2003 | | 686 | | | | | (Date of Registra…Read the full text as markdown