Full text of LARSON FINANCIAL SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | 0MB APPROVAL | | | |-------------------------------|-----------------|--| | 0MB Number: | 3235-0123 | | | Expires: | August 31, 2020 | | | Estimated average burden | | | | hours per response . 12.00 | | | | | | | | SEC FILE NUMBER | |-----------------| | 8-68456 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | -----------<br>MM/DD /Y Y | AND ENDING 12/31/2019 | -----------<br>MM/DD/YY | |-------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------|------------------------------------------------| | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Larson Financial Securities<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | FIRM I.D. NO. | | 14567 North Outer 40, Suite 300 | | | | | | (No. and Street) | | | | Chesterfield | Missouri | 63017 | | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Scott Miller | | | 314-787-7141<br>(Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Brown, Smith, Wallace, LLP | | | | | | (Name - if individual, state /ast,first, middle name) | | | | 6 City Place, Suite 900 | St. Louis | Missouri | 63141 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I vi<br>Certified Public Accountant | | | | | Public Accountant | | | | | D | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0 MB control number.…Read the full text as markdown