Full text of LARSON FINANCIAL SECURITIES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PUBLIC ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS** ## **FORM X-17A-5** ## **PART III FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-**7 **under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O 1/01/2023 MM/DD/YY AND ENDING =12='-/-=-3 =-1/=-20;;;..:a2;;.:::\_3 \_\_\_ \_ MM/DD/YY ## **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Larson Financial Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): x Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 North Broadway, Floor 17 (No. and Street) Saint Louis MO 63102 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Scott Miller 314-787-7141 scott.miller(a)larson.com (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* UHY LLP (Name - if individual, state last, first, and middle name) 58 S. Service Road, Suite 115, Melville, NY 11747 (Address) (City) (State) (Zip Code) July 1, 2004 PCAOB#1195 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) ## **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2024 Estimated average burden hours per response ......... 12 SEC File Number 68456 {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Scott Miller<br>, swear (or affirm) that, to the best ofmy knowledge and | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown