LARSON FINANCIAL SECURITIES, LLC X-17A-5 (2022-02-25) — Broker-dealer annual report

Full text of LARSON FINANCIAL SECURITIES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS** ## **FORM X-17A-5** # **PART ill** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2021 *MMIDDNY* AND ENDING=12=/=31=/2=1,\_ \_\_\_ \_ *MM/DDNY* ## **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Larson Financial Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): x Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 14567 North Outer 40 Suite 300 (No. and Street) Chesterfield MO 63017 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Scott Miller 314-787-7141 scott.miller@larsonfinancial.com (Name) (Area Code - Telephone Number) (Email Address) ### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing\* Armanino LLP (Name - if individual, state last, first, and middle name) 6 City Place, Suite 900, Saint Louis, MO 63141 (Address) (City) (State) (Zip Code) October 20 2003 PCAOB#32 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) ### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ........ 12 SEC File Number 68456 {1}------------------------------------------------ ## **OATH OR AFFIRMATION** I, Scott Miller swear (or affirm) that, to the best ofmy knowledge and belief, the financial report pertaining to the firm of"L'-"ar"-'s"->o'-"'n'-'F'--'in=an!.!.c"'i=a�l oe. Se""c�ur=it""ie""s·------------ as of December 31 , 2ill\_, is true and correct. I further swear ( or affmn) that neither th<sup>e</sup> company nor any partner, officer, director, or equiva…

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