Full text of LARSON FINANCIAL SECURITIES, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PUBLIC** ## **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.** 20549 ### **ANNUAL REPORTS** #### **FORM X-17** A-5 ### **PARTIU** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of1934** FILING FOR THE PERIOD BEGINNING 0l\_/01/.,.;20,,..2,.,\_\_ \_ 2 \_ AND ENDING l7/3J�/2=0=22�--- MM/DD/YY MM/DD/YY ### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: !-,arson Financial Securities LLC TYPE OF REGISTRANT (check all applicable boxes): x Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 North Broadway. Floor 17 (No. and Street) Saint Louis. MO 63102 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Scott Miller 3 14-7S7-714,\_\_,l \_\_\_\_\_\_\_\_ �s,,,\_c,ott.m iller@larson.com (Name) (Area Code•- Telephone Number) (Email Address) ## **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• UHY. L!.,P,\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ (Name•·· if individual, state last, first, and middle name) 58 S. Service Road. Suite 115. Melville, 1':fx'.J..cl,.;74""7'------------------ (Address) (City) (State) (Zip Code) July I. 2.QQ4 PCAOB#l 195 (Date of Registration with PCAOB)(ifapplicable) (PCAOB Registration Number, if applicable) ## **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-5(e)(l )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** 0MB APPROVAL 0MB Number: 3235·0!23 Expires: October 31, 2023 Estimated average burden hours per response ......... 12 SEC File Number 68456 {1}------------------------------------------------ #### **OATH OR AFFffiMATION** . Lo\_uis County Commission# 14438619 I, Scott Miller , swear (or affirm) that, to the best ofmy knowledge and belief, the financial repm1 pertaining to the firm of 1�,.r,,sos,n "-'-.,, Fin.,, a"'n"'c"' ia,, l\_,S,,e"'c'"uri,,ti,ces '--' ,…Read the full text as markdown