Full text of MCP SECURITIES, LLC's X-17A-5 filed 2021-03-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III | QMB APPROVAL | | | | | |----------------------------|------------------|--|--|--| | QMB Number. | 3235-0123 | | | | | Expires: | October 31, 2023 | | | | | Estimated average burden | | | | | | hours per response . 12.00 | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-68473 | | ### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINING | JANUARY 1, 2020 | | AND ENDING | DECEMBER 31, 2020 | |--------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------|------------|-----------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER DEALER: | MCP SECURITIES, LLC | | | OFFICAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM ID. NO. | | | | | 777 THIRD AVENUE, 251H FLOOR | | | | | ANNE JULINAN<br>What's Public, Siste them to work fork | | (No. and Street) | | | | NEW YORK 11 . 00 | | NY | | 10017 | | (City) 2010 2010 10 2010 21 10 12 21 10 0 1 | | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>JAMES MCCARVILL | | | | 646-380-4473 | | | | | | (Area Code - Telephone No.) | | | B. ACCOUNTANT DESIGNATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | OHAB AND COMPANY, PA | | | | | | (Name - if individual, state last, first, middle name) | | | | | 100 E. SYBELIA AVENUE, SUITE 130, MAITLAND | | | ELORIDA | 32751 | | (Address and City) | | | 1 (State) | (Zip Code) | | CHECK ONE: | | | | | | IX Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual audit be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are requ…Read the full text as markdown