Full text of MCP SECURITIES, LLC's X-17A-5/A filed 2023-08-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 12<br>hours per response: | |---------------------------| | SEC FILE NUMBER | | 6-68473 | | FILING FOR THE PERIOD BEGINNING __ 0_1_/0_1 /_2_2 __ AND a 1 | | | 2<br>/<br>3<br>1<br>0<br>2<br>2<br>_ | | |--------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|---------|---------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | vi or ska~. MCP Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Broker-dealer<br>D Check here if respondent is a Isa an OTC derivatives dealer | [] Security-based swap dealer | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 777 Third Avenue, 25th Floor | | | | | | | (No. and Street) | | | | | New York | | NY | 10017 | | | (City) | | (State) | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | angela@mastercompliance.com | | | Angela Hajek<br>(Name) | 678-679-8640<br>(Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | David Lundgren & Company | | | | | | | (Name -if individual, state last, first, and middle name} | | | | | 505 N Mur-Len Rd<br>(Address) | Olathe<br>(City} | | 66062<br>KS<br>(State)<br>(Zip Code) | | | | | | 6075 | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | | James McCarvill | |--|-----------------| | | | I, James McCarvill swear (o…Read the full text as markdown