Full text of MCP SECURITIES, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>12<br>hours per response:<br>SEC FILE NUMBER<br>6-68473<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>12/31/22<br>AND ENDING<br>----------<br>MM/DD/YY | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | Major security-based swap participant | | | | | | 10017 | | | (Zip Code) | | | | | | angela@mastercompliance.com | | | (Email Address) | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | 66062<br>KS | | | | | | (State)<br>(Zip Code) | | | 6075<br>(PCAOB Registration Number, if applicable) | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | James McCarvill<br>L | | |----------------------|--| |----------------------|--| I, James McCarvilt swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of MCP Securities, LLC as of 12/31 29@?is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Title: CEO **"j 4,A** - **This filing contains (check all applicable boxes): ii (a)** Statement of financial condition. - - [ (b) Notes to consolidated statement of financial condition. - **ii** (c) Statement of income (loss) or, if there Is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined i n § 210.1-02 of Regulation S-X). - **ii** (d) State…Read the full text as markdown