Full text of MCP SECURITIES, LLC's X-17A-5 filed 2024-03-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123 | | | | | |--------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|----------------------------------------------|--|--|--|--| | | | Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>I2 | | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | | FORM X-17A-5 | | 6-68473 | | | | | | | PART Ill | | | | | | | | | | | | | | | | | | FACING PAGE | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FuNG FOR THE PERIOD BEGIN»s | O1/01/23 | AND ENDING | 12/31 /23 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | S<br>e<br>c<br>u<br>r<br>i<br>t<br>i<br>e<br>s<br>t<br>t<br>O<br>awe ores». _<br>M<br>O<br>P | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[l Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | [l Security-based swap dealer | | [] Major security-based swap participant | | | | | | | | | | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0. box no.) | | | | | | | | 757 Third Avenue, 20th Floor | | | | | | | | | | (No. and Street) | | | | | | | | New York | New York | | 10017 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Angela Hajek | 678-679-8640 | | angela@mastercompliance.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | | | | | Tuttle & Bond PLLC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2954 Goehmann Lane | Fredericksburg | TX | 78624 | | | | | | (Address) | (City) | (State)<br>6543 | (Zip Code) | | | | | | (Date of Registration with PCAOB)[if a | licable | | PCAOB Registration Number, if a,<br>licable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | Claims for exemption from the requirem…Read the full text as markdown