Full text of CLIENT ONE SECURITIES LLC's X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | SEC FILE NHIMBER | | |--|------------------|--| | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | 01/01/21 _____________________________________________________________________________________________________________________________________________________________________ | 12/31/21<br>MM/DD/YY | | |---------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF FIRM: Client One Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | & Broker-dealer | | | Security-based swap dealer Major security-based swap participant | | | Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 6330 Sprint Parkway, Suite 400 | | | | | | | (No. and Street) | | | | | Overland Park | KS | | 66211 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Susan Hayes | (609) 642-6593 | | shayes@pattentraining.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Moss Adams LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | 999 Third Avenue, Suite 2800 | Seattle | WA | 98104 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/16/03 | | 659 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - -  {2}------------------------------------------------ **Client One Securities, LLC Report Pursuant to Rule 17a-5(d) Financial Statements For the Year Ended December 31, 2021** {3}------------------------------------------------ **Client One Securities, LLC Table of Contents December 31, 2021** | | Page(s) | |--------------------------------------------------------…Read the full text as markdown