Full text of CLIENT ONE SECURITIES LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 6330 Sprint Parkway, Suite 400 | | | | |--------------------------------|--|--|--| |--------------------------------|--|--|--| | | (No. and Street) | | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|---------------------------|--| | Overland Park | KS | | 66211 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Susan Hayes | 609-642-6593 | | shayes@pattentraining.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Moss Adams LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 999 Third Avenue, Suite 2800 Seattle | | VALLA | 98104 | | | (Address) | (City) | (State) | (Zip Code) | |--------------------------------------------------|-----------------------|---------|--------------------------------------------| | 10/16/03 | | 659 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | {1}------------------------------------------------ | Jeff Eisenhauer | _ swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------|-----------------------------------------------------------------------|--| | financial report pertaining to the firm of CreativeOne Securities, LLC | | | - - - - - - - - - - - - - - - - - - - - - - - - - -  {2}------------------------------------------------ **CreativeOne Securities, LLC (Formerly Known as Client One Securities, LLC) Report Pursuant to Rule 17a-5(d) Financial Statements and Supplemental Information For the Year Ended December 31, 2022** {3}------------------------------------------------ **CreativeOne Securities, LLC Table of Contents December 31, 2022** | | Page(s) | |-------------------------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements | | | Statement of Financial Condition | 2 | | Statement of Operations | 3 | | Statement of Changes in Member's Equity | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6 - 11 | | Supplement…Read the full text as markdown