Full text of CREATIVEONE SECURITIES, LLC's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | SEC FILE NUMBER | | |--|-----------------|--| | FILING FOR THE PERIOD BEGINNING O TITO TTZ S | | AND ENDING | 16/01/6V | | |-----------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: CreativeOneSecurities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | പ Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 6330 Sprint Parkway, Suite 400 | | | | | | | (No. and Street) | | | | | Overland Park | | KS | | 66211 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Susan Hayes | 609-642-6593 | | | shayes@pattentraining.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. Accountant IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Moss Adams LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 999 Third Avenue, Suite 2800 Seattle | | | WA | 98104 | | (Address) | (City) | | (State) | (Zip Code) | | 10/16/03 | | 659 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | {1}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ **CreativeOne Securities, LLC (Formerly Known as Client One Securities, LLC) Report Pursuant to Rule 17a-5(d) Financial Statements and Supplemental Information For the Year Ended December 31, 2023** {3}------------------------------------------------ # **CreativeOne Securities, LLC Table of Contents December 31, 2023** | | Page(s) | |-------------------------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements | | | Statement of Financial Condition | 3 | | Statement of Operations | 4 | | Statement of Changes in Member's Equity | 5 | | Statement of Cash Flows | 6 | | Notes to Financial Statements | 7 -…Read the full text as markdown