Full text of CREATIVEONE SECURITIES, LLC's X-17A-5 filed 2026-03-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | | | | |----------------|--|--|--| | FORM X-17A-5 | | | | | PART Ill | | | | 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FIL£ NUMBER 8-68494 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 0 1/01 /25 MM/DD/YY AND ENDING 12/1/25 --------- MM/DD /YY **A. REGISTRANT** IDENTIFICATION NAME oF FIRM: CreativeOne Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** 6330 Sprint Parkway, Suite 400 (No. and Street) Overland Park **KS** (City) (State) **PERSON TO CONTACT WITH REGARD TO THIS FILING** 66211 (Zip Code) Susan Hayes 609-642-6593 shayes@pattentraining.com **(Name) (Area** Code -Telephone **Number)** (Email Address) **B. ACCOUNTANT IDENTIFICATION** **INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained** in **this filing\*** | CBIZ CPAs, P. C. | | | | |--------------------------------------------------|------------------------------------------------------------|---------|-------------------------------------------| | | (Name - if individual, state last, first, and middle name) | | | | 9 Parkway N., Ste 200 | Deerfield | IL | 60015 | | (Address) | (City) | (State) | (Zip Code) | | 10/22/03 | | 199 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH **OR AFFIRMATION** | I, Jeff Eisenhauer | | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------|----|---------------------------…Read the full text as markdown