Full text of PREFERRED CAPITAL SECURITIES, LLC's X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69382 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0\_l\_/0\_l\_/2\_2 \_\_\_\_ AND ENDING \_\_ 12\_/\_3\_11\_22 \_\_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM : Preferred Capital Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): IKI Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3284 Northside Parkway, NW Suite 150 (No. and Street) Atlanta GA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 30327 (Zip Code) Jeffery Smith 855-330-6594 jsmith@pcsalts.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Moore, Colson & Company, P.C. (Name - if individual, state last, first, and middle name) 600 Galleria Parkway, SE Atlanta GA (Address) (City) (State) 10/11/2011 5486 **rte of Regfstrafoo with PCAOB){ff applfcable) FOR OFFICIAL USE ONLY** 30339 (Zip Code) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Jeffery Smith<br>I, | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|---------| | financial report pertaining to the firm of | Preferred Capital Securities, LLC | , as of | | December 31 | 2 022, is true and correct. I further swear (or affirm) that neithe…Read the full text as markdown