Full text of PREFERRED CAPITAL SECURITIES, LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PARTIII | 69382<br>8- | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------| | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | -----------<br>01/01/2020<br>REPORT FOR THE PERJOD BEGINNING<br>AND ENDING | --<br>---------<br>12/31/2020<br>- | | MM/DD/YY | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | NAME OF BROKER-DEALER: | OFFICIAL USE ONLY | | Preferred Capital Securities, LLC | FIRM I.D. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | 3284 Northside Parkway, NW Suite 150 | | | (No. and Street) | | | Atlanta<br>GA | 30327 | | (City)<br>(State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | Jeffery Smith | 855-330-6594 | | | (Area Code - Telephone Number) | | B. ACCOUNTANT IDENTIFCATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | Moore, Colson & Company, P.C. | | | (Name - if individual, stale last,firsr, middle name) | | | Atlanta<br>GA<br>600 Galleria Parkway SE, Suite 600 | 30339 | | (Address)<br>(City)<br>(State) | (Zip Code) | | CHECK ONE:<br>Certified Public Accountant<br>1:8]<br>D<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis for the exemption. See Section 240.1 7a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (06-02) {1}------------------------------------------------ # OATH OR AFFIRMATION | I. | Jeffery Smith | | | | , swear (or affirm) that, to the best of | | |----|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|----------------|-----------------------…Read the full text as markdown