Full text of PREFERRED CAPITAL SECURITIES, LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69382 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>0_l/_0_11_2_1 | ___<br>AND ENDING | __<br>12_/_3 l_/_21 | ___<br>_ | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------|---------------------|------------|--|--|--| | | MM/DD/VY | | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | Preferred Capital Securities, LLC<br>NAME OF FIRM : | | | | | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>lxl Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | | | | 3284 Northside Parkway, NW Suite 150 | | | | | | | | | | (No. and Street) | | | | | | | | Atlanta | GA | | | 30327 | | | | | (City) | (State) | | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Jeffery Smith | 855-330-6594 | | jsmith@pcsalts.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Moore, Colson & Company, P.C. | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 600 Galleria Parkway, SE | Atlanta | | GA | 30339 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | 10/ 11/2011 | | | 5486 | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the coll…Read the full text as markdown