Full text of PREFERRED CAPITAL SECURITIES, LLC's X-17A-5 filed 2024-02-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS** # **FORM X-17A-5 PART** Ill SEC FILE NUMBER **8-69382** # **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | 0_1_<br>I0_1_<br>I2_3<br>_____<br>FILING FOR THE PERIOD BEGINNING _ | | AND ENDING _1_<br>2_<br>13_1_<br>12_3<br>____<br>_ | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|----------------------------------------------------|--| | | MM/DD/YY | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Preferred Capital Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 3290 Northside Parkway, NW, Suite 800 | | | | | (No. and Street) | | | | | Atlanta | GA | 30327 | | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | Jeffery Smith | 855-330-6594 | jsmith@pcsalts.com | |---------------|--------------------------------|--------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### Moore, Colson & Company, P.C. | (Name - if individual, state last, first, and middle name) | | | | | |------------------------------------------------------------|---------|---------|------------|--| | 600 Galleria Parkway, SE | Atlanta | GA | 30339 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/11/2011 | | 5486 | | | **{PCAOB Reg;stratioo Norn bee, ;f appHcable(** I #### **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to…Read the full text as markdown