Full text of TIGRESS FINANCIAL PARTNERS, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGECOMMISSIO Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB Number: | 3235-0123 | |--------------------------|---------------------------| | Expires: | October 31 , 2023 | | Estimated average burden | | | | hours oer response 12.00 | | | | 0 MB APPROVAL # SEC FILE NUMBER e-68671 **FACING PAGE** **Information Required** of **Brokers and Dealers Pursuant** to Section 17 of the Securities **Exchange Act** of 1934 **and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING O 1/01 | /2020 | - | ---<br>--<br>AND ENDING 12/31/2020<br>-<br>-<br>-<br>-<br>- | | |----------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------------------------|-------------------------------------------------------------|-----------------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: TIGRESS FINANCIAL PARTNERS LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | 410 PARK AVENUE, 12TH FLOOR | | | (No. and Street) | | | | | NEW YORK | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | MICHAEL T MARRONE | | | 646-9:30-1906 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>WEI WEI CO LLP | | | | | | | (Name - if individual. state last, first. middle name) | | | | | 133-10 39TH AVENUE | FLUSHING | NY | 11354 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | | | | | | | | | | | | | ✓ !certified Public Acco<br>untant | | | | | | ublic Accountant | | | | | | Acco ntan t not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *must be supported* by *a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. SEC 1410 (11-05) {1}--------------------------------------------…Read the full text as markdown