Full text of TIGRESS FINANCIAL PARTNERS, LLC's X-17A-5/A filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17 A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FI LE NUMBER 8-53640 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01101121 AND ENDING 12131121 ---------- ----------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: TIGRESS FINANCIAL PARTNERS LLC TYPE OF REGISTRANT (check all applicable boxes): **!ii** Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 410 PARK AVENUE, 12TH FLOOR NEW YORK (City) **(No.** and Street) NY (State) PERSON TO CONTACT WITH REGARD TO TH IS FILING 10022 (Zip Code) MICHAEL T MARRONE 646-930-1906 MMARRONE@TIGRESSFP.(~4"\ (Name) (Area Code -Telephone Number) (Emai l Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fi ling\* WEI WEI CL LLP 133-10 39TH AVENUE {Address} 3/28/2006 (Name -if individual, state last, first, and middle name) FLUSHING NY {City) {State) 2388 11354 (Zip Code) **FOR OFFICIAL USE ONLY** (P0\OB Re~stratioo N,mbec, ;f appHrable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the c;ollection of information c;ontained in this form are not reQ11ired to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, CYNTHIA DIBARTOLO swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of TIGRESS FINANCIAL PARTNERS LLC as of DECEMBER 31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. **RALPH** RODRIGUEZ **Nclarl l'lmlC** -**Stain al NN Ya1< HO:** 01 ROIM271l21! **Quell…Read the full text as markdown