Full text of TIGRESS FINANCIAL PARTNERS, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17 A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-53640 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01101122 AND ENDING 12131122 ---------- ----------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: TIGRESS FINANCIAL PARTNERS LLC TYPE OF REGISTRANT (check all applicable boxes): Iii Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 410 PARK AVENUE, 12TH FLOOR NEW YORK (City) (No. and Street) NY (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10022 (Zip Code) MICHAEL T MARRONE 646-930-1906 MMARRONE@TIGRESSFP.I (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* WEI WEI CL LLP 133-10 39TH AVENUE (Address) 3/28/2006 (Name - if individual, state last, first, and middle name) FLUSHING (City) 2388 **NY** (State) 11354 (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, CYNTHIA DIBARTOLO swear (or affirm) that, to the best of my knowledge financial report pertaining to the firm of TIGRESS FINANCIAL PARTNERS L of DECEMBER 31 2 022 , is true and correct. I furthers partner, officer, director, or equivalent person, as the case may be, has any pro rest in an as that of a customer. KRIS JUSTIN LEE TAYLOR Si > Title: CEO County Qualified in: Suffolk 02T A6278257 My Commission Expires: 08-14-2025 ~w~LJ4,/'fe-t, Notary Pu~ 7'…Read the full text as markdown