Full text of TIGRESS FINANCIAL PARTNERS, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 ANNUAL REPORTS FORM X-17 A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FI LE NUMBER 8-53640 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01101121 AND ENDING 12131121 ---------- ----------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: TIGRESS FINANCIAL PARTNERS LLC TYPE OF REGISTRANT (check all applicable boxes): **!ii** Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 410 PARK AVENUE, 12TH FLOOR NEW YORK (City) **(No.** and Street) NY (State) PERSON TO CONTACT WITH REGARD TO TH IS FILING 10022 (Zip Code) MICHAEL T MARRONE 646-930-1906 MMARRONE@TIGRESSFP.(~4"\ (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* WEI WEI CL LLP 133-10 39TH AVENUE {Address} 3/28/2006 (Name -if individual, state last, first, and middle name) FLUSHING NY {City) {State) 2388 11354 (Zip Code) **FOR OFFICIAL USE ONLY** (P0\OB Re~stratioo N,mbec, ;f appHrable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the c;ollettion of information c;ontained in this form are not reQ11ired to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | I, MICHAEL T MARRONE | | swear (or affirm) that, to the best of my knowledge and belief, the | |---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|-----------------------------------------------------------------------------------| | | financial report pertaining to the firm of TIGRESS FINANCIAL…Read the full text as markdown